UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
(Exact name of registrant as specified in its charter)
| |
|
| ||
| (State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
(Address of principal executive offices, including zip code)
(Registrant’s telephone number)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| |
Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 204.14a-12) |
| |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| |
Pre-commencement communications pursuant to Rule 13-e4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class |
Trading Symbol(s) |
Name of each exchange on which registered | ||
| |
|
|
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 5.07. | Submission of Matters to a Vote of Security Holders. |
A. O. Corporation (the “Company”) held its Annual Meeting of Stockholders on April 15, 2020, for the purposes of the election of the Company’s Board of Directors, to hold an advisory vote to approve the compensation of our named executive officers, to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020 and to approve an amendment of the A. O. Smith Combined Incentive Compensation Plan and increase of authorized shares of Common Stock by 2,400,000.
The voting results for the election of the Company’s Board of Directors were as follows:
| Class A Common Stock |
Authority |
Broker |
||||||||||
| Directors |
For |
Withheld |
Non-Vote |
|||||||||
| Ronald D. Brown |
25,169,931 |
0 |
0 |
|||||||||
| Paul W. Jones |
25,169,931 |
0 |
0 |
|||||||||
| Ajita G. Rajendra |
25,169,931 |
0 |
0 |
|||||||||
| Bruce M. Smith |
25,169,931 |
0 |
0 |
|||||||||
| Mark D. Smith |
25,169,931 |
0 |
0 |
|||||||||
| Kevin J. Wheeler |
25,169,931 |
0 |
0 |
|||||||||
| Common Stock |
Authority |
Broker |
||||||||||
| Directors |
For |
Withheld |
Non-Vote |
|||||||||
| William P. Greubel |
76,178,493 |
34,280,617 |
8,304,161 |
|||||||||
| Dr. Ilham Kadri |
108,987,498 |
1,471,612 |
8,304,161 |
|||||||||
| Idelle K. Wolf |
105,094,062 |
5,365,048 |
8,304,161 |
|||||||||
| Gene C. Wulf |
97,615,117 |
12,843,993 |
8,304,161 |
|||||||||
The advisory voting results for the approval of the compensation of the Company’s named executive officers were as follows:
| Total Votes |
||||
| For |
35,456,449 |
|||
| Against |
719,651 |
|||
| Abstain |
39,742 |
|||
| Broker Non-Votes |
830,416 |
|||
The voting results for the ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2020, were as follows
| Total Votes |
||||
| For |
36,610,115 |
|||
| Against |
423,976 |
|||
| Abstain |
12,167 |
|||
| Broker Non-Votes |
0 |
|||
The voting results for to approve an amendment of the A. O. Smith Combined Incentive Compensation Plan and increase of authorized shares of Common Stock by 2,400,000, were as follows:
| Total Votes |
||||
| For |
35,522,353 |
|||
| Against |
676,243 |
|||
| Abstain |
17,246 |
|||
| Broker Non-Votes |
830,416 |
|||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| A. O. SMITH CORPORATION | ||||||
| Date: April 20, 2020 |
By: |
/s/ James F. Stern | ||||
| James F. Stern | ||||||
| Executive Vice President, General Counsel and Secretary | ||||||